CFTC-Consumer Protection

December 6th, 2014

 

 

 

 

The mission of the CFTC is to protect investors and the public from fraud in the commodity futures and options markets. This section:

  • educates consumers about U.S. futures markets
  • notifies the public about the types of fraud in the marketplace
  • offers guidance on how to file complaints or send in tips regarding suspicious activities
  • provides updates on disciplinary actions

Highlights

Learn Before You Invest
Futures markets are inherently volatile, complex, and risky. Our Education Center will help you understand the purpose, process, and the pitfalls of trading in the futures markets.

Get the Latest Fraud Advisories, including Foreign Currency Trading (FOREX) Fraud
Our Fraud Awareness and Prevention section teaches you what to look out for.

File a Complaint or Send a Tip
The CFTC welcomes information from the public about possible violations of the commodity futures laws. This section explains how to:

  • File a complaint with our Reparations Program
  • Send a tip to our Enforcement Division regarding suspicious activities or transactions

Follow the Status of Enforcement Actions and Disciplinary Sanctions

  • Case Status Reports
    Provide the status of open enforcement actions
  • Reparations Sanctions
    Search our historical database of individuals and firms who are prohibited from trading.
  • Administrative Sanctions
    Search our historical database of individuals and firms who have been suspended or disqualified from trading, or otherwise sanctioned.

Investor Resources

Ponzimonium: How Scam Artists are Ripping Off America
A new book and consumer education resource by Commossioner Bart Chilton about the perils of Ponzi schemes.

Other Resources

Find Out if Your Broker is Registered
Use the National Futures Association’s BASIC database to find out if your broker is registered or if there is a futures-related regulatory or non-regulatory action against them.

CFTC Enforcement Press Releases
Get the latest news from the CFTC on o ur enforcement actions

CFTC Enforcement Actions
The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.